Patent Form 27: Statement of Working in India

July 21, 2025 by Sarika Kumari

Learn how to comply with Patent Form 27 in India—preparation, filing, deadlines, and legal implications for patentees and licensees under Indian patent law.

What Is Form 27 and Why Does It Matter?

In India, patents are not granted as private monopolies to sit unused—they are intended to benefit society through practical application. That’s where Patent Form 27, formally known as the Statement Regarding the Working of the Patented Invention, becomes essential.

What Is Form 27?

Form 27 is a mandatory statutory form that every patentee and exclusive licensee must periodically file with the Indian Patent Office (IPO). It declares whether a granted patent has been worked—meaning used, licensed, or commercialized—within the territory of India.

It’s not merely a bureaucratic requirement—it’s a powerful tool that:

  • Enforces accountability on patent holders

  • Helps the government assess the public utility of patented inventions

  • Plays a key role in the grant or denial of compulsory licenses

  • Serves as a compliance checkpoint for IP enforcement and litigation

Why Is Form 27 Required?

The purpose behind this disclosure is deeply rooted in public policy. It ensures that patent rights in India are used responsibly and productively, not just as legal shields to block competitors or hoard innovation.

Objectives of Form 27:
  • To verify if the patented invention is being commercially worked in India

  • To prevent misuse of patents as tools of suppression or anti-competitive control

  • To help identify cases where compulsory licensing may be warranted (under Section 84)

  • To foster transparency and public interest, particularly for essential sectors like pharmaceuticals, biotech, and medical devices

"Form 27 turns your patent from a legal certificate into a declaration of impact."

Legal Basis for Filing Form 27

Provision Explanation
Section 146(2) of the Patents Act, 1970 Empowers the Controller to require statements on how a patent is being used
Rule 131 of Patent Rules, 2003 Specifies Form 27 as the required format for filing such statements
Patent (Amendment) Rules, 2024 Introduced relaxed timelines and filing frequency to reduce compliance burden
Section 122 Imposes penalties for non-compliance, false information, or non-filing

Patent (Amendment) Rules, 2024: What Changed?

India's 2024 amendments to the patent rules introduced significant reforms to Form 27 filing, particularly to ease compliance for startups, individuals, and SMEs, and align India with global IP norms.

Aspect Previous Rule New Rule (2024)
Filing Frequency Annually (once every financial year) Once every three financial years
Filing Deadline Within 3 months of the end of each FY Within 6 months from the end of the third financial year
Applicability Mandatory for all patents Still mandatory—but relaxed and simplified
🗂 Example:

If a patent was granted in FY 2022–23, the applicable 3-year block is FY 2022–23 to 2024–25. The Form 27 must be filed by 30th September 2025.

What Must Be Disclosed in Form 27?

Form 27 requires specific, structured information. Here's a detailed breakdown of each section:

Field What to Include
Patent Number & Title Basic identification details of the patent
Worked / Not Worked Declare if the patent has been commercially exploited in India
If Worked Provide estimated revenue, turnover, or value generated in India
If Not Worked Give reasons—such as ongoing R&D, lack of market, regulatory delay, etc.
Steps for Working If not worked, mention planned steps to begin working in the future
Declaration & Signature Affirmation by patentee or exclusive licensee; can be filed jointly if shared
One Form per Patent

Even if a patent has multiple co-owners or licensees, only one Form 27 is required per patent per 3-year cycle.

What Happens If You Don’t File Form 27?

Non-compliance with Form 27 is not just a regulatory slip-up—it’s a legal liability. Here's what can go wrong:

Risk Impact
Statutory Penalty Up to ₹1,00,000 under Section 122 of the Patents Act
Weakened Enforcement You may lose the right to claim damages in infringement lawsuits
Compulsory Licensing Non-working opens the door for third parties to apply for licenses
Reputational Harm Investors, partners, or acquirers may see it as a sign of dead IP

Filing Form 27 is one of the key thresholds checked during IP due diligence in M&A and startup funding rounds.

Real-World Scenarios: When & How to File Form 27

Scenario How to File
Patent worked commercially Mark as “Worked” and declare approximate revenue or market value
Patent in trials/R&D phase Mark “Not Worked”; mention progress like clinical trials or prototyping
Exclusively licensed patent Licensee files the form or both parties file jointly
Patent unused or inactive File with genuine reasons, such as regulatory barriers or lack of demand
Technology exported only Still mark “Not Worked” in India; export does not count as working locally

How and Where to File Form 27

Filing is done online via the e-filing portal of the Indian Patent Office.

Filing Portal:

👉 https://ipindiaonline.gov.in/epatentfiling

Steps:
  1. Log in to the e-filing system using your patent agent or applicant credentials

  2. Select the appropriate patent from your portfolio

  3. Fill out Form 27 with relevant data

  4. Upload supporting documents (if required)

  5. Sign and submit electronically

Form 27 is submitted in electronic form only—no physical submission is accepted.

Conclusion

Filing Form 27 is not optional and definitely not trivial. It reflects your patent’s real-world impact, shapes enforcement rights, and influences regulatory and licensing outcomes.

Why You Must Take Form 27 Seriously:
  • Ensures your patent remains valid and enforceable

  • Protects against compulsory licensing threats

  • Enhances transparency and strengthens public interest alignment

  • Avoids legal and financial penalties for non-compliance

  • Demonstrates to investors, partners, and regulators that your innovation matters

With the 2024 amendments, Form 27 is now easier and less frequent—but skipping it can still cost you dearly.

Frequently Asked Questions (FAQs)

Q1. How often do I need to file Form 27 now?

 Once every three financial years, instead of annually.

Q2. What is the new filing deadline under the 2024 Rules?

 Within 6 months from the end of the third financial year.
For example, if your cycle ends in FY 2024–25, you must file by 30th September 2025.

Q3. What if my invention hasn’t been used in India yet?

 File Form 27 with honest reasons under the “Not Worked” category and include any ongoing efforts to commercialize.

Q4. Who is responsible for filing Form 27?

 The patentee or exclusive licensee. If jointly owned, only one filing is needed.

Q5. Can Form 27 be filed online?

 Yes. Use the IP India e-filing portal. No offline filing is accepted.

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